Duty of Information in Accordance with FinSA/FinSO:

Based on the legal requirements from Art. 8 et seqq. of the Financial Services Act (FinSA), the following is an overview of Estoppey Value Investments AG, as well as its services:

A. Information about Estoppey Value Investments

Estoppey Value Investments ltd was founded on the 23.02.2022.
The limited company originates from the former Estoppey Value Investments, which had been founded in 2017.

supervisory authority and auditing company

Currently (as of November 2022), Estoppey Value Investments AG is supervised by the supervisory organization FINcontrol Suisse AG. Estoppey Value Investments AG holds a license from the Swiss Financial Market Supervisory Authority (FINMA) for the professional activity as asset management including investment advisory.

Estoppey Value Investments AG is audited and reviewed by the auditing company Copartner Revision AG. The address of FINcontrol Suisse AG and Copartner Revision AG can be found here:

VQF Association for Quality Assurance of Financial Services

General-Guisan-Strasse 6

6300 train

Phone:  41 41 763 28 20

Email: info@vqf.ch

Webseite: www.vqf.ch

Copartner Revision AG

St. Alban-Anlage 46

4010 Basel

Phone: +41 61 270 21 21

Email: mathieu.jaus@copartner.ch

Webseite: www.copartner.ch

Ombudsman

Estoppey Value Investments AG is affiliated with the independent ombudsman's office FINSOM, which is recognized by the Swiss Federal Department of Finance. Disputes regarding legal claims between clients and Estoppey Value Investments AG should be settled by the ombudsman's office as far as possible within the framework of a mediation procedure. The address of the FINSOM ombudsman's office can be found below:

FINSOM

Station Avenue 45

1920 Martigny

Phone:  41 27 564 04 11

Email: info@finsom.ch

Website: www.finsom.ch

Ensuring the proper conduct of business

The proper conduct of business operations is guaranteed. In the event that the managing director becomes incapacitated or dies, the following process will commence: The employees, customers and / or heirs, immediately inform the agent of the business settlement agreement about the above-mentioned event. The representative of the business settlement agreement takes over the full business settlement of Estoppey Value Investments AG. The following is the address of the Business Settlement Agent Dr. Apollo Dauag.

Dr. Apollo Dauag, Attorney at Law

Henric Petri-Strasse 9

4010 Basel

Telefon: +41 61 273 70 51

E-Mail: dauag@advokaturteam.ch

Webseite: www.advokaturteam.ch/en-gb/apollo-dauag

B. Information about the financial services offered

Estoppey Value Investments AG provides asset management services and transaction-related investment advisory services to its clients. In the case of an investment advisory mandate by Estoppey Value Investments AG, a personal recommendation relating to individual financial instruments is made to the clients. However, the decision to buy or sell always ultimately remains with the client.

Estoppey Value Investments AG guarantees neither a return nor a success within the scope of the investment activity. The investment activity can therefore lead to an increase in value but also to a loss in value.

C. Customer Segmentation

Persons for whom Estoppey Value Investments AG provides financial services are treated as private clients. No customer segmentation is used.

This is to ensure that all clients receive the same high level of protection under the FIDLEG and that Estoppey Value Investments AG complies with the corresponding duties of conduct.

D. Information on Risks and Costs

General Risks in Trading Financial Instruments

The asset management and investment advisory services entail financial risks. For the risks of the individual financial instruments, reference is made to the brochure "Risks in Trading with Financial Instruments" of the Swiss Bankers Association. This can be viewed at www.swissbanking.ch.

In case of any further questions, clients of Estoppey Value Investments AG may contact their client advisor at any time.

Risks Related to the Services Offered

For a presentation of the various risks that may arise from the investment strategy for the client's assets, reference is made to the corresponding asset management or investment advisory agreements. 

When providing investment advice, Estoppey Value Investments AG provides clients with the basic information sheet of recommended financial instruments.

Costs

A fee is charged for the services rendered, which is normally calculated on the assets under management and on a performance basis. For more detailed information, please refer to the relevant asset management or investment advisory agreements.

E.          Information About Third Party Binding

In connection with the financial services offered by Estoppey Value Investments AG, economic ties may exist with third parties. The acceptance of payments from third parties as well as their treatment are regulated in detail and comprehensively in the respective asset management or investment advisory agreements. As a matter of principle, Estoppey Value Investments AG does not accept retrocessions from third parties in order to maintain its independence.

F.          Information on Markets Considered

Estoppey Value Investments AG basically follows an "open universe approach" and tries to make the best possible choice for its clients when selecting financial instruments. Estoppey Value Investments AG offers an independent and transparent asset management and investment advisory service. Therefore, Estoppey Value Investments AG does not use or recommend its own financial instruments.

G. Timeliness of Information According to FinSA/FinSO:

This information according to FinSA/FinSO is valid until revoked and dated 16.03.2023. It can be retrieved at any time on our website, downloaded and recorded on a permanent data carrier.